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Securities Prospectuses, Capital Market

  • Generating securities prospectuses and executing predecing legal due diligences
  • conducting the approval procedure before the German Federal Financial Supervisory Authority (BaFin)
  • capital market law, in particular duties to follow the listing (reporting, regular and ad hoc publicity)
  • securities trading law, especially private offering of securities and exempt transactions under the Securities Act of 1933, as well as public offering of securities under German law